3 thoughts on “Conditions established on the Exchange Exchange”
Lynette
54 " " The Securities Law of the People's Republic of China "Article 124: Establish a securities company, shall have the following conditions: (1) the company's articles of association that complies with laws and administrative regulations; Continuous profitability and good reputation. In the past three years, there have been no major records of violations of laws and disciplines, and net assets are not less than RMB 200 million; (3) registered capital that complies with this law; Qualifications, employees have securities qualifications; (5) have a comprehensive risk management and internal control system; (6) have qualified operating places and business facilities; (7) Other conditions stipulated by the supervision and management agency.
The establishment of the State Council is reviewed by the State Council's securities supervision and management agency, and it is determined by the State Council. Application for the establishment of a draft of the application for the application, the draft articles of association and the main business rules, the list of membership, the list of council candidates, venues, equipment and capital descriptions, and the situation of the management personnel.
The relevant provisions of the Securities Law: The legal person who does not make a profit on the purpose of providing concentrated bidding trading venues for securities. The establishment and dissolution of the stock exchange shall be decided by the State Council. (See what described above) It 96 Establishment of a securities exchange must formulate articles of association. The formulation and amendment of the constitution of the Stock Exchange must be approved by the State Council's securities supervision and management agency. This 97 Stock Exchange must indicate the word of the Stock Exchange on its name. No other unit or individual may use a securities exchange or approximate name. This 98 The expense income that the securities exchange can dominate itself should be used to ensure the normal operation of its securities trading venues and facilities and gradually improve. The accumulation of the stock exchange is owned by members, and its rights are shared by members. During their duration, it must not be assigned to members.
The establishment of the State Council is reviewed by the State Council's securities supervision and management agency, and it is determined by the State Council. Application for the establishment of a draft of the application for the application, the draft articles of association and the main business rules, the list of membership, the list of council candidates, venues, equipment and capital descriptions, and the situation of the management personnel. Che relevant provisions of the Securities Law: Thefo of the securities exchanges is a legal person who does not make a profit for the purpose of providing concentrated bidding trading venues. The establishment and dissolution of the stock exchange shall be decided by the State Council. (See what described above) It 96 Establishment of a securities exchange must formulate articles of association. The formulation and amendment of the constitution of the Stock Exchange must be approved by the State Council's securities supervision and management agency. This 97 Stock Exchange must indicate the word of the Stock Exchange on its name. No other unit or individual may use a securities exchange or approximate name. This 98 The expense income that the securities exchange can dominate itself should be used to ensure the normal operation of its securities trading venues and facilities and gradually improve. The accumulation of the stock exchange is owned by members, and its rights are shared by members. During their duration, it must not be assigned to members.
54 "
" The Securities Law of the People's Republic of China "Article 124: Establish a securities company, shall have the following conditions: (1) the company's articles of association that complies with laws and administrative regulations; Continuous profitability and good reputation. In the past three years, there have been no major records of violations of laws and disciplines, and net assets are not less than RMB 200 million; (3) registered capital that complies with this law; Qualifications, employees have securities qualifications; (5) have a comprehensive risk management and internal control system; (6) have qualified operating places and business facilities; (7) Other conditions stipulated by the supervision and management agency.
The establishment of the State Council is reviewed by the State Council's securities supervision and management agency, and it is determined by the State Council. Application for the establishment of a draft of the application for the application, the draft articles of association and the main business rules, the list of membership, the list of council candidates, venues, equipment and capital descriptions, and the situation of the management personnel.
The relevant provisions of the Securities Law:
The legal person who does not make a profit on the purpose of providing concentrated bidding trading venues for securities.
The establishment and dissolution of the stock exchange shall be decided by the State Council. (See what described above)
It 96 Establishment of a securities exchange must formulate articles of association.
The formulation and amendment of the constitution of the Stock Exchange must be approved by the State Council's securities supervision and management agency.
This 97 Stock Exchange must indicate the word of the Stock Exchange on its name. No other unit or individual may use a securities exchange or approximate name.
This 98 The expense income that the securities exchange can dominate itself should be used to ensure the normal operation of its securities trading venues and facilities and gradually improve.
The accumulation of the stock exchange is owned by members, and its rights are shared by members. During their duration, it must not be assigned to members.
The establishment of the State Council is reviewed by the State Council's securities supervision and management agency, and it is determined by the State Council. Application for the establishment of a draft of the application for the application, the draft articles of association and the main business rules, the list of membership, the list of council candidates, venues, equipment and capital descriptions, and the situation of the management personnel.
Che relevant provisions of the Securities Law:
Thefo of the securities exchanges is a legal person who does not make a profit for the purpose of providing concentrated bidding trading venues.
The establishment and dissolution of the stock exchange shall be decided by the State Council. (See what described above)
It 96 Establishment of a securities exchange must formulate articles of association.
The formulation and amendment of the constitution of the Stock Exchange must be approved by the State Council's securities supervision and management agency.
This 97 Stock Exchange must indicate the word of the Stock Exchange on its name. No other unit or individual may use a securities exchange or approximate name.
This 98 The expense income that the securities exchange can dominate itself should be used to ensure the normal operation of its securities trading venues and facilities and gradually improve.
The accumulation of the stock exchange is owned by members, and its rights are shared by members. During their duration, it must not be assigned to members.